新生銀行（8303） – Notice on Determination of Final Terms for Issuance of Equity Compensation Type Stock Options

I N F O R M AT I O N For Immediate Release Company Name: Shinsei Bank, Limited Name of Representative: Hideyuki Kudo President and CEO (Code: 8303, TSE First Section) Notice on Determination of Final Terms for Issuance of Equity Compensation Type Stock Options Tokyo (Monday, January 24, 2022) — Shinsei Bank, Limited (hereinafter, “Shinsei Bank”; “the Bank”) announced today that it has determined the final terms of certain pending matters in connection with the equity compensation type stock options (hereinafter, “Subscription Warrants”, which were resolved at a Board of Directors meeting held on December 30, 2021), and the Bank shall notify the details thereof as follows. 786 subscription warrants 1. Total number of Subscription Warrants: 2. Persons to be Allocated the Subscription Warrants, the Numbers of such Persons, and Number of the Subscription Warrants to be Allocated: 2 of the Bank’s Directors (excluding outside directors) 786 subscription warrants 3. Amount to be paid for Subscription Warrants 20,570 yen for each of the Subscription Warrants (2,057 yen per 1 share) The amount mentioned above is the fair value calculated based on the formula of the Black-Scholes model at the allotment date (January 21, 2022) of the Subscription Warrants, and persons who are allotted the Subscription Warrants shall offset the payment of such amount with the compensation claims against the Bank. Common shares of the Bank 4. Class and Number of Shares to be Delivered upon Exercise of Subscription Warrants [Note] For more details of the Subscription Warrants besides above, please refer to the press release, “Notice on Issuance of Equity Compensation Type Stock Options,” issued on December 30,2021. https://www.shinseibank.com/corporate/en/news/pdf/pdf2021/211230_stockoption_e.pdf 7,860 shares ***** for all its stakeholders. News and other Shinsei Bank is a leading diversified Japanese financial institution providing a various range of financial products and services to both institutional and individual customers. The Bank has a network of outlets throughout Japan and is committed in its pursuit of uncompromising levels of integrity and transparency in all of its activities in order to earn the trust of its customers, staff and shareholders. The Bank is committed to delivering long-term profit growth and increasing is available at value http://www.shinseibank.com/corporate/en/index.html For further information, please contact: Group Investor Relations & Corporate Communications Division Shinsei Bank, Limited (www.shinseibank.com) Shinsei_PR@shinseibank.com (Inquiries for the media) Shinsei_IR@shinseibank.com (Inquiries for investor and shareholder relations) information about Shinsei Bank